This candidate is an experienced banking professional with over 10 years fund services, compliance and risk experience.This candidate is analytical, organised, process driven, personable, has good relationship building skills and industry knowledge.
This candidate initially started in the administration office before quickly progressing to financial control. He then became a bank executive and his main responsibilities included; reviewing proposed policy and personnel changes by investment funds and providing feedback, carrying out reviews in reference to current regulations such as UCITS and Non-UCITS, and updating the supervision system database to record changes in supervised funds.
Most recently the candidate worked as a Risk Analyst for a leading financial services company. The main duties included; examining fund documents in terms of AML/KYC requirements, reviewing fund risk ratings for AML purposes, researching and evaluating documents, identifying information gap’s and communicating regularly within the team regarding issues and queries.
This candidate is immediately available and eager to work.